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DOL Conflict of Interest Final Ruling: Radically Changing the Mutual Fund Ecosystem - This brief report highlights key elements of the ruling, explores critical flaws in the DOL's argument and provides a short list of the most profound impacts.
Critical Considerations for Launching an ETF - The report summarizes many of the key points discussed during the “Step-by-Step Timeline for Launching an ETF" panel at the January 2016 Inside ETF.com conference in Florida.
Pimco and F Squared Problems Underscore Key Benefits of UMA- The report discusses key benefits of Unified Managed Accounts during the time of the crisis and beyond including improved decision making, stronger client relationships and more efficient practice management.
Will SEC Pimco ETF Probe Expand?- This report comments on the questions raised by the SEC's investigation of Pimco's ETF pricing and the potential impact on the ETF industry at large.
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Notes are short reports published on a periodic basis that discuss important topics related to ETF sales and distribution.